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Disclosures

Policies

  • Apex Customer Information Brochure
  • Business Continuity Statement
  • Customer Relationship Summary
  • tastyworks Privacy Policy
  • tastyworks SMS terms and conditions

Futures Disclosures

  • CFTC Rule 1.55 Risk Disclosure Statement
  • Futures & Exchange-Traded Options Risk Disclosure Statement
  • Futures On Virtual Currencies NFA Investor Advisory
  • Futures Options Disclosure Statement

Securities Disclosures

  • Australian Disclosure Statement
  • Characteristics and Risks of Standardized Options
  • Day Trading Risk Disclosure
  • Electronic Routing and Trading Systems Disclosure
  • Extended Hours Trading Risk Disclosure
  • Margin Disclosure
  • Order Routing Disclosure Report Q3 2020
  • Order Routing Disclosure Report Q2 2020
  • Order Routing Disclosure Report Q1 2020
  • Portfolio Margin Risk Disclosure Statement
  • Special Statement for Uncovered Options Writers
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tastyworks does not provide investment, tax, or legal advice. tastyworks’ website and brokerage services are not intended for persons of any jurisdiction where tastyworks is not authorized to do business or where such products and other services offered by the Firm would be contrary to the securities regulations, futures regulations or other local laws and regulations of that jurisdiction. Options involve risk and are not suitable for all investors as the special risks inherent to options trading may expose investors to potentially significant losses. Please read Characteristics and Risks of Standardized Options before deciding to invest in options.

Futures accounts are not protected by the Securities Investor Protection Corporation (SIPC). All customer futures accounts' positions and cash balances are segregated by Apex Clearing Corporation. Futures and futures options trading is speculative and is not suitable for all investors. Please read the Futures & Exchange-Traded Options Risk Disclosure Statement prior to trading futures products.

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