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Account Opening & Management

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forms

407 Approval Letter Form
ACATS Form
Entity Beneficial Owner Form
Individual Beneficial Owner Form
Internal Transfer Request
Internal Transfer To Ira Request
IRA Change of Beneficiary Designation
IRA Deposit Slip
IRA Designation of Beneficiary
IRA Distribution Request
Large Trader Disclosure Form
Limited Trading Authorization-LTA
Name Change Authorization
Required Minimum Distribution Form
Roth IRA Conversion Request
Roth IRA Distribution Request
Transfer on Death
Trust Beneficiary Form
Trust Grantor Form

agreements

Apex Customer Agreement
Apex Futures & Exchange-Traded Options Customer Agreement
CME Group Professional Subscription Agreement
CME Group Subscription Agreement
Corporate Account Agreement
Corporate Cash Account Agreement
End User License Agreement
IRA Limited Margin Agreement
IRA Limited Margin with Futures Agreement
Joint Tenants in Common Agreement
Joint With Rights of Survivorship Agreement
Limited Liability Company Agreement
Margin Agreement
NASDAQ Professional Subscriber Agreement
NASDAQ Subscriber Agreement
NYSE Professional Subscriber Addendum
NYSE Professional Subscriber Agreement
NYSE Subscriber Agreement
OPRA Professional Subscriber Agreement
OPRA Subscriber Agreement
Option Agreement
Partnership Agreement
Portfolio Margin Agreement & Risk Disclosure
Roth IRA Agreement
tastyworks Cryptocurrency Platform Agreement
tastyworks Customer Agreement
tastyworks Futures Customer Agreement
tastyworks Futures IRA Customer Agreement
tastyworks Limited Trading Authorization and Agreement for Autotrade Service
Traditional IRA Agreement
Trust Agreement
Zero Hash and Zero Hash Liquidity Services User Agreement

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tastyworks does not provide investment, tax, or legal advice. tastyworks’ website and brokerage services are not intended for persons of any jurisdiction where tastyworks is not authorized to do business or where such products and other services offered by the Firm would be contrary to the securities regulations, futures regulations or other local laws and regulations of that jurisdiction. Options involve risk and are not suitable for all investors as the special risks inherent to options trading may expose investors to potentially significant losses. Please read Characteristics and Risks of Standardized Options before deciding to invest in options.

Futures accounts are not protected by the Securities Investor Protection Corporation (SIPC). All customer futures accounts' positions and cash balances are segregated by Apex Clearing Corporation. Futures and futures options trading is speculative and is not suitable for all investors. Please read the Futures & Exchange-Traded Options Risk Disclosure Statement prior to trading futures products.

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