Rule 606 Routing Reports

Pursuant to SEC Rule 606, all broker-dealers are required by the Securities and Exchange Commission (“SEC”) and Financial Industry Regulatory Authority (“FINRA”) to inform their customers of payment for order flow practices.

tastyworks directs its customers’ orders to an electronic order router that determines where the order should be routed to obtain favorable execution. tastyworks may also use discretion in selecting a particular broker-dealer or market participant in which to route customer orders, and may participate in payment for order flow programs that result in tastyworks receiving compensation for directing such orders. The source and nature of such compensation received will be furnished upon written request.

tastyworks is committed to upholding the best execution for its customers. View our most recent 606 Report below for detailed information on the venues to which customer orders are routed.

For detailed information on the venues to which customer orders are routed, please view our recent 606 reports here.

tastyworks does not provide investment, tax, or legal advice. tastyworks’ website and brokerage services are not intended for persons of any jurisdiction where tastyworks is not authorized to do business or where such products and other services offered by the Firm would be contrary to the securities regulations, futures regulations or other local laws and regulations of that jurisdiction. Options involve risk and are not suitable for all investors as the special risks inherent to options trading may expose investors to potentially significant losses. Please read Characteristics and Risks of Standardized Options before deciding to invest in options.

Futures accounts are not protected by the Securities Investor Protection Corporation (SIPC). All customer futures accounts' positions and cash balances are segregated by Apex Clearing Corporation. Futures and futures options trading is speculative and is not suitable for all investors. Please read the Futures & Exchange-Traded Options Risk Disclosure Statement prior to trading futures products.

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