New for 2019! INTRODUCING THE SMALL EXCHANGE
New for 2019! INTRODUCING THE SMALL EXCHANGE Learn More
INTRODUCING THE SMALL EXCHANGE More
Debit Balance
Rate
Base Rate +/-
8.00%
Base Rate + 1.00%
7.50%
Base Rate + 0.50%
7.00%
Base Rate
6.50%
Base Rate - 0.50%
6.00%
Base Rate - 1.00%
5.50%
Base Rate - 1.50%
5.00%
Base Rate - 2.00%
ACH Deposits & Withdrawals
Outgoing Domestic Wire
Outgoing Foreign Wire
Reorg Wire Fee
ACH Notice of Correction
Domestic Check
Foreign Check
Dividend Check
Overnight Check Delivery - Domestic
Overnight Check Delivery - International
Returned Check / Wire / ACH / Recall
Check Copies
Stop Payment on Apex Issued Checks
Outgoing ACAT Transfers
Transfer and Ship Certificate
Certificate Processing
Certificate Processing Return
Restricted Stock Processing
IRA Closing Fee
Annual IRA Maintenance Fee
Prepayment Fee
Transfer on Death Account Transfer Fee
Exercise and Assignment
Options Regulatory Fee
FINRA TAF4 - Stock Sales
FINRA TAF4 - Option Sales
SEC Fee5
Clearing Fees - Equities
Clearing Fees - Options
Clearing Fees - Futures
NFA Fee
Voluntary Corporate Actions (Reorg/Tender Offers)
Paper Confirms
Paper Monthly and Quarterly Statements
Paper Tax Statements
Paper Prospectus
Regulatory Fee on Equity and Option Sales5
Third Party Distribution Notification
DTC Delivery
Mutual Fund Liquidation
Regulatory Fee on Equity and Options Sales5
Non-Transferable Security Fee
ADR Fees6
Overnight Domestic Mail
Overnight International Mail
Symbol
Description
Fee Per Contract
S&P 500 Index
$0.65
Russell 2000 Index
$0.18
CBOE Market Volatility Index
$0.65
S&P 100 Index (American-style exercise)
$0.40
S&P 100 Index (European-style exercise)
$0.40
Dow Jones Industrial Average Index 1/100
$0.18
NASDAQ 100 Index
$0.18
Disclaimer
tastyworks reserves the right to modify any fees and pass-through any third party fees necessary to effectively manage your account without prior notice. If you have any questions, please send an email to customer support at support@tastyworks.com.
1 Options exchanges assess an Options Regulatory Fee (referred to as the “ORF fee”) on options transactions executed by its member that clear in the customer range at Options Clearing Corporation (“OCC”) regardless of the marketplace of execution. The effective rate of the ORF fee is per contract with no minimum per trade. The total regulatory charge will be rounded up to the nearest penny. Please note Exchange Fees are subject to change.
2 Per share fee charges may apply. Customers may pay additional market-related expenses incurred in connection with orders or related customer accounts, including cancellation fees, product specific fees, regulatory fees, and expenses associated with Make/Take fees.
3 Exchange, clearing and regulatory Fees.
4 FINRA levies a Trading Activity Fee (TAF) for sales covered equity securities that tastyworks passes through to you. The FINRA TAF for stock is currently $0.000119 per share with a per-transaction cap of $5.95. The FINRA TAF for options sales is currently $0.002 per contract.
5 When you sell an equity or an option, a regulatory fee is included on your confirmation. tastyworks is required to pay this fee to the applicable regulatory agency based on the volume of securities sold. As of May 22, 2018, the sale of equity securities is $13.00 for every $1,000,000 in sales. tastyworks reserves the right to pass-through any additional regulatory or exchange transaction fees.
6 When trading American Depository Receipts (ADR), fees may apply and are passed through.
